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£60 - 65k pro rata
Our client a City based financial institution, is looking to recruit a Compliance Manager to be responsible for to provide support and advice to the business on regulatory and compliance matters.
This is a part time role (2 to 3 days a week),
? Manage KYC requests received
? Associated administrative functions, such as ensuring that KYC packages are kept up-to-date.
? Responding to client and vendor background database checks alerts in a timely manner and identifying concerns.
? Monitor and keep updated the anti-bribery & corruption policy and associated risk assessments and training.
? Monitor and ensure compliance with global laws relating to supply chain transparency.
? Contribute to compliance with external sanctions regulations.
? Ensure that corrective actions pertaining to external and internal assessments are completed in a timely and effective manner.
? Assisting in compiling management information for senior management, in particular the Treasury team.
? Providing occasional training, annual online training..
? Keeping up to date with regulatory developments and assisting implement new requirements.
? Assisting in drafting and maintenance of compliance policies and procedural documents.
Skills & Experience
? 6+ years previous experience in a compliance role. Understanding of Futures market essential.
? A sound understanding of global legislative requirements and regulatory activities.
? Highly organised.
? First class presentation and communication skills and the ability to deal with contacts at all levels of the business.
? Excellent Microsoft application skills particularly PowerPoint, Word and Excel.
? Self-Starter, enthusiastic, proactive, flexible and able to adapt easily to changing situations.
Please send a copy of your CV to Judith@bhal.co.uk or call on 0207 972 9463 or 07955 400285
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