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ETD derivatives compliance officer
Job type: Permanent

£60 - 65k pro rata
Our client a City based financial institution, is looking to recruit a Compliance Manager to be responsible for to provide support and advice to the business on regulatory and compliance matters. This is a part time role (2 to 3 days a week), Responsibilities: ? Manage KYC requests received ? Associated administrative functions, such as ensuring that KYC packages are kept up-to-date. ? Responding to client and vendor background database checks alerts in a timely manner and identifying concerns. ? Monitor and keep updated the anti-bribery & corruption policy and associated risk assessments and training. ? Monitor and ensure compliance with global laws relating to supply chain transparency. ? Contribute to compliance with external sanctions regulations. ? Ensure that corrective actions pertaining to external and internal assessments are completed in a timely and effective manner. ? Assisting in compiling management information for senior management, in particular the Treasury team. ? Providing occasional training, annual online training.. ? Keeping up to date with regulatory developments and assisting implement new requirements. ? Assisting in drafting and maintenance of compliance policies and procedural documents. Skills & Experience ? 6+ years’ previous experience in a compliance role. Understanding of Futures market essential. ? A sound understanding of global legislative requirements and regulatory activities. ? Highly organised. ? First class presentation and communication skills and the ability to deal with contacts at all levels of the business. ? Excellent Microsoft application skills particularly PowerPoint, Word and Excel. ? Self-Starter, enthusiastic, proactive, flexible and able to adapt easily to changing situations. Please send a copy of your CV to Judith@bhal.co.uk or call on 0207 972 9463 or 07955 400285
Ref: JW15601 Location: City

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