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Banking Senior Compliance Officer
Job type: Permanent

Our client is a reputable and well established bank in London, who seeks to employ a Senior Compliance Officer to be responsible for compliance with all relevant authority and also with in house procedures. This role reports directly to the Head of Compliance. ** To apply for this role it is essential to have worked within a banking compliance department** Main Responsibilities: ? Deputise for the Head of Compliance. ? Support the Head of Compliance with the development and management of the Compliance Manual. ? Familiarity with Compliance Monitoring Plans. ? Familiarity with SMCR. ? Lead the review, creation and implementation of new policies and procedures. ? Provide compliance advisory services with the help of the Head of Compliance. ? Monitor the regulatory environment, horizon scanning for new FCA requirements and help the business to understand them. ? Support training initiatives for the Compliance Department and other business area. ? Support the sign off on financial promotions. ? Provide critical support and technical expertise to robustly manage all compliance risks across the business. ? Act as a source of professional and technical expertise in order to evaluate, review, investigate, challenge and mitigate the potential for customer and regulatory risk. ? Monitor regulatory developments and react to those that may impact on the firm. Experience & Skills required: ? Minimum 5 years’ relevant experience in a similar role ? Excellent knowledge of FCA Rules. ? Experience in a compliance role within retail, trade finance and commercial banking. ? Strong knowledge of the FCA regulations, in particular SYSC, MIFID, SMCR, Conduct Rules, CASS and COBS. ? Excellent written and verbal communication. ? Time management. ? Ability to work with a good degree of autonomy and as part of a team. ? Regulatory compliance and familiarity with compliance monitoring skills. ? Ability to influence at all levels; good judgement and decision making. ? Commercially aware and able to apply a risk-based approach. ? Coaching and training skills. ? Strong analytically and numerically. ? Competent using Microsoft packages. Please send a copy of your CV to
Ref: JW15885 Location: City

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