This is the full information available for the job you have selected. Should you wish
to apply for this position click on the apply now link to add to your
list of selected jobs.
Our client is a reputable and well established bank in London, who seeks to employ a Compliance Officer to provide support to the compliance function.This is a two year fixed term contract.
For this position it is essential to have worked within compliance for a financial institution, ideally a bank
Tracking and implementing actions from the audit and compliance monitoring programme.
Manage the development and delivery of mandatory compliance training including financial
crime training courses.
Monitoring regulatory developments and react to those that may impact the firm.
Lead the execution of the training programme for the Bank.
Update the compliance log ? training, conflict of interest, PA dealing, complaints, compliance
attestation, breaches, gifts and entertainment.
Experience & Skills required:
Minimum 3 years relevant experience in a similar role
It is essential to have worked within compliance for a financial institution , ideally a bank
Excellent written and verbal communication.
Ability to work with a good degree of autonomy and as part of a team.
Regulatory compliance and familiarity with compliance monitoring skills.
Good judgement and decision making.
Commercially aware and able to apply a risk-based approach.
Strong analytically and numerically.
Competent using Microsoft packages.
Excellent knowledge of FCA Rules.
Experience in a compliance role within retail, trade finance and commercial banking.
Good knowledge of the FCA regulations, in particular SYSC, MIFID, SMCR, Conduct Rules,
CASS and COBS.
Please send a copy of your CV to Judith@bhal.co.uk¨or call on 0207 972 9463
Mobile: 07955 400285
<return to list
email to a friend
more jobs like this
alert on jobs like this