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Banking Regulatory Reporting Officer - FTC
Job type: Contract

35,000- 45,000
Our client is a reputable and well established bank in London, who seeks to employ a Compliance Officer to provide support to the compliance function.This is a two year fixed term contract. For this position it is essential to have worked within compliance for a financial institution, ideally a bank Main Responsibilities: Tracking and implementing actions from the audit and compliance monitoring programme. Manage the development and delivery of mandatory compliance training including financial crime training courses. Monitoring regulatory developments and react to those that may impact the firm. Lead the execution of the training programme for the Bank. Update the compliance log ? training, conflict of interest, PA dealing, complaints, compliance attestation, breaches, gifts and entertainment. Experience & Skills required: Minimum 3 years’ relevant experience in a similar role It is essential to have worked within compliance for a financial institution , ideally a bank Excellent written and verbal communication. Time management. Ability to work with a good degree of autonomy and as part of a team. Regulatory compliance and familiarity with compliance monitoring skills. Good judgement and decision making. Commercially aware and able to apply a risk-based approach. Strong analytically and numerically. Competent using Microsoft packages. Excellent knowledge of FCA Rules. Experience in a compliance role within retail, trade finance and commercial banking. Good knowledge of the FCA regulations, in particular SYSC, MIFID, SMCR, Conduct Rules, CASS and COBS. Please send a copy of your CV to Judith@bhal.co.uk¨or call on 0207 972 9463 Mobile: 07955 400285
Ref: JW200535 Location: West End

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