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35,000 plus banking benefits
On behalf of our client, an international bank based in London, we are looking for a Senior Associate with a background in Compliance to join their Legal and Compliance team.
Compliance review and sign-offs for CDD / EDD pertaining to Retail and Corporate Credit customers as well as Financial Institutions.
Support the Data Protection Officer in ensuring GDPR compliance, including reporting of data breaches.
Carry out second line Compliance oversights as per the Compliance Monitoring Plan and preparing monitoring reports for various areas
Vendor Management including Dow Jones, World Check, ID3 Global, and Thomson Reuters.
Review and update the assigned Compliance policies and procedures
Investigate and escalate internal suspicious activity reports to the MLRO
Submit the suspicious activity reports (SARs) to NCA, after obtaining approval from the MLRO
Ad hoc projects and assignments related to Compliance and Data Protection, Internal Audit and FCA action plan as allocated by the Head of Legal & Compliance
Knowledge and key skills
Knowledge of Banking industry
Sound understanding of UK regulations
Good knowledge of CDD / EDD, correspondent banking, mortgages, secured lending
Knowledge of retail and commercial banking products
Knowledge of General Data Protection Regulation (GDPR)
Experience in identifying and reporting of suspicious activity
To apply please send a copy of your CV to firstname.lastname@example.org or call Barbara Houghton on 0207 972 9460
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