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65,000 plus banking benefits
We are working with our client, an international bank based in London, with their search for a Deputy Manager Legal & Compliance to join their team on a permanent basis.
Responsibilities include but are not limited to:
Develop and maintain policies and procedures of the Bank.
? Manage day-to-day operation of Financial Crime function,
? Develop and implement a Compliance monitoring plan to assess the adequacy and effectiveness of internal systems of control with respect to Compliance and Financial Crime.
? Perform oversight of regulatory reporting program and liaise with departments and third party service providers to ensure timely and accurate regulatory reporting.
? Independent review and investigation of Compliance and Financial Crime issues.
? Collaborate and liaise with internal and external stakeholders, including regulators.
? Identify potential Compliance and Financial Crime risks
? Perform Financial Crime Risk Assessments for areas including KYC, AML, Sanctions, ABC, Fraud and Market Abuse.
? Periodic and ongoing review and update MLRO Report and Country Risk Assessment.
? Ongoing and periodic reporting to Head of Legal & Compliance, Senior Management, Legal & Compliance Committee, Board Risk Committee, Head Office and regulators.
Skills and knowledge:
? 5 years of financial services/ banking experience
? Exposure to compliance monitoring plan, oversight and review of compliance manual and policies
? Experience in a Compliance , Financial Crime leadership role ideally within mid-sized international banking environment
? Excellent written and verbal communication skills
? Excellent working knowledge of Money Laundering Regulations, JMLSG, and the FCA principles for the banking and financial services sector
? Sound knowledge of KYC, AML and Sanctions processes and understanding of the requirements for risk-based approach to on-boarding, periodic reviews and monitoring
? Strong analytical skills to use data , metrics for risk monitoring
Please send a copy of your CV to Sonia@bhal.co.uk
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