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Deputy Manager Legal & Compliance
Job type: Permanent

65,000 plus banking benefits
We are working with our client, an international bank based in London, with their search for a Deputy Manager Legal & Compliance to join their team on a permanent basis. Responsibilities include but are not limited to: Develop and maintain policies and procedures of the Bank. ? Manage day-to-day operation of Financial Crime function, ? Develop and implement a Compliance monitoring plan to assess the adequacy and effectiveness of internal systems of control with respect to Compliance and Financial Crime. ? Perform oversight of regulatory reporting program and liaise with departments and third party service providers to ensure timely and accurate regulatory reporting. ? Independent review and investigation of Compliance and Financial Crime issues. ? Collaborate and liaise with internal and external stakeholders, including regulators. ? Identify potential Compliance and Financial Crime risks ? Perform Financial Crime Risk Assessments for areas including KYC, AML, Sanctions, ABC, Fraud and Market Abuse. ? Periodic and ongoing review and update MLRO Report and Country Risk Assessment. ? Ongoing and periodic reporting to Head of Legal & Compliance, Senior Management, Legal & Compliance Committee, Board Risk Committee, Head Office and regulators. Skills and knowledge: ? 5 years of financial services/ banking experience ? Exposure to compliance monitoring plan, oversight and review of compliance manual and policies ? Experience in a Compliance , Financial Crime leadership role ideally within mid-sized international banking environment ? Excellent written and verbal communication skills ? Excellent working knowledge of Money Laundering Regulations, JMLSG, and the FCA principles for the banking and financial services sector ? Sound knowledge of KYC, AML and Sanctions processes and understanding of the requirements for risk-based approach to on-boarding, periodic reviews and monitoring ? Strong analytical skills to use data , metrics for risk monitoring Please send a copy of your CV to Sonia@bhal.co.uk
Ref: SO16442 Location: City

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