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60000 plus Banking Benefits
Our client is looking for a Paraplanner/Technical Analyst RDR Level 4 to join their team on a permanent basis in London.
As a Paraplanner/Technical Analyst RDR Level 4, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in clients' best interests and meet internal standards.
Responsibilities:
Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
Proactively contact internal clients and seek further information and any necessary clarifications
Provide feedback to report writers and respond to any follow-up enquiries
Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team
Discuss possible process improvements with management and senior management
Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement
Your Qualifications:
University graduate or equivalent combination of education/experience
Level 4 qualified ? Diploma in Financial Planning/Regulated Financial Planning
Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification
Very strong understanding of financial planning principles with a specialism in pension planning
Very strong understanding of the FCA's COBS requirements for suitability
Experience in file reviewing personal recommendations for retail clients
Explain complex issues in writing and face-to-face
For more information on this role please contact Tony Ward by sending your CV to tonyward@bhal.co.uk and quoting ref 16769TW.
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