Job Details  Jobs to be applied for

No Jobs Selected
This is the full information available for the job you have selected. Should you wish to apply for this position click on the apply now link to add to your list of selected jobs.

Paraplanner/Technical Analyst RDR Level 4
Job type: Permanent

60000 plus Banking Benefits
Our client is looking for a Paraplanner/Technical Analyst RDR Level 4 to join their team on a permanent basis in London. As a Paraplanner/Technical Analyst RDR Level 4, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in clients' best interests and meet internal standards. Responsibilities: Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority Proactively contact internal clients and seek further information and any necessary clarifications Provide feedback to report writers and respond to any follow-up enquiries Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team Discuss possible process improvements with management and senior management Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement Your Qualifications: University graduate or equivalent combination of education/experience Level 4 qualified ? Diploma in Financial Planning/Regulated Financial Planning Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification Very strong understanding of financial planning principles with a specialism in pension planning Very strong understanding of the FCA's COBS requirements for suitability Experience in file reviewing personal recommendations for retail clients Explain complex issues in writing and face-to-face For more information on this role please contact Tony Ward by sending your CV to and quoting ref 16769TW.
Ref: TW16769 Location: Docklands

apply now
new search
<return to list
email to a friend
more jobs like this
alert on jobs like this
Back to the homepage