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Negotiable plus banking benefits
Our client a Leading International Banking Group is looking for an Assistant Compliance and Deputy Money Laundering Reporting Officer (DMLRO) to join their team on a permanent basis.
Responsibilities include (but are not limited to):
Lead the design, development and ongoing review of the Banks Fraud and Financial Crime (F&FC) Risk Management Policies and associated standards covering: Money Laundering and Countering Terrorist Financing, Sanctions, Tax Evasion, Market Abuse, Bribery & Corruption and Fraud.
Review and update internal regulations before final sign off by Head of Compliance.
Provide draft of ongoing reports and management information to the Head of Compliance and MLRO.
Take part of Management Committee and provide draft of relevant minutes.
Support delivery of the annual MLRO report.
Support delivery of the F&FC risk assessment including an assessment of control effectiveness as well as the BWRA.
Undertake investigations regarding potential cases of suspected fraud and financial crime as and when required.
As subject matter expert, work closely with the first line of defence, to review escalations (e.g. Sanctions / PEPs and Adverse media) to the MLRO and where necessary make recommendations to approve/decline in line with the Banks AML Policy and Risk Appetite.
Suspicious activity report investigation, discounting and submission of suspicious activity reports to the relevant.
Reporting Authority on behalf of the MLRO/Nominated Officer.
Provide oversight and challenge to the business unit/team Risk and Control Self Assessments to ensure fraud and financial crime risks and controls are appropriately identified and evaluated.
Design and delivery of training content and provision.
Monitor and report on staff compliance with training requirements
Annually update the Senior Managers & Certification Regime, before final sign off of Head of Compliance and MLRO.
Support the Head of Compliance and MLRO in drafting internal legal opinion on regulatory and compliance matters.
Quality assurance sampling of activity and control testing conducted at first line controls.
Deliver thematic reviews policies and controls to provide second line control opinion on the Banks compliance with its policies and applicable legal and regulatory obligations.
Monitor, assess and report on emerging legislative and regulatory developments relating to relevant compliance and AML matters.
Work collaboratively with other Risk Management and Internal audit team members to provide data, insight and analytical expertise on risk management and compliance to internal and external stakeholders.
Updating, from time to time, the Compliance and MLRO register and dashboard.
Skills and knowledge:
UK banking experience in a similar role.
Experience of partaking in Management Committees and taking minutes.
Reporting Authority experience on behalf of MLRO/Nominated Officer.
Design and delivery of training content and provision.
For more information, please send CV to Sonia Smith at sonia@bhal.co.uk quoting job reference 16890SS.
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