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Our client, a prestigious international bank, is seeking an AML and Compliance Officer
to join their team on a permanent basis.
The main purpose of the role Support MLRO and Head of Compliance who has responsibilities for oversight of the Banks AML and Compliance frameworks.
Main responsibilities (but not limited to):
? Assist with annual BWRA
? Assist with appropriate framework policies
? Ensure owners of policies and procedures review these documents in accordance with the agreed review cycle
? Provide guidance and advice to the business, responding to AML and other regulatory queries on a timely basis
? support delivery of annual Consumer Duty board report
? Support complaint handling process.
? Maintain the FCA register ensuring that this is kept up to date.
? Collate and analyse data, to support completion of regulatory reports on a timely basis.
? Support management of regulatory breach log, remediation, and reporting to senior management team.
? Support regulatory and audit engagement, liaising with key stakeholders, as directed.
? Support annual BWRA of AML & CTF risks
? Support review of AML & CTF policies and procedures, with appropriate update
? Manage escalation of sanction screening alerts and sanction lists
? Sanction, PEP and Adverse Media screening ? resolve escalation from the Frontline within agreed timeframes
? Transaction monitoring ? ensure these comply with the Banks policies and procedures, that the business document source of funds/wealth
? Review and sign off Financial Crime risk assessment for onboarding of new customers, KYC review, corporate loans and trade finance transactions.
? Provide guidance to the business on issues of AML & CTF and sanctions
? Support preparation of annual MLRO report to the board
Skills and Experience:
? Minimum 3 years experience in similar roles, with a UK bank or branch/subsidiary of a foreign bank.
? Good knowledge of the UK banking regulatory environment, including FCA Handbook (SYSC, COBS, BCOBS, DISP, SMCR and Consumer Duty) and PRA Rule book.
? Good understanding of risk frameworks
? Experienced user- Excel, Word and Powerpoint
? Good communication and report writing skills
? Strong research and analytical skills, to organise and interpret data, to draw meaningful insights to support decision making.
? An eye for detail in risk assessment and control testing and follow up of remedial actions
? Ability to manage key stakeholder relationships
? knowledge of trade finance and corporate lending would be an advantage
For more information or to apply, please send your CV to Sonia Smith at sonia@bhal.co.uk quoting job reference 16953SS.
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